Join this national insurance company and utilise your legal degree and compliance certificate,compliance experience gained in a control environment. Great working conditions!
Duties & Responsibilities
Ensure that the Compliance Risk Management process is implemented across the Group.
Identify legislation that is applicable to company and ensures that all legislative and statutory requirements are minimized.
Assess the impact of legislative and regulatory key requirements of applicable laws in terms of probability and severity.
Ensure that recommendations are made to the Group in respect of complying with such legislation including the leading of operational projects to ensure compliance with specific legislation.
Plan and execute compliance monitoring activities timeously.
Monitor the efficiency and consistency of compliance controls.
Update the relevant compliance monitoring programs where necessary.
Undertake professional reviews of department’s compliance with legislation.
Report breaches of legislation to management for appropriate action.
Draft effective compliance risk management plans and compliance manuals.
Ensure that the compliance manuals are up to date and complete.
Ensure that annual targets and objectives are met.
Providing compliance training to relevant staff members.
Ensure that the Group stays abreast with changes to legislation.
Provide compliance advice as well as support to line management in the specific business units.
Train of subordinates within the department.
Desired Experience & Qualification
LLB or Bcom Law, or BA Law
Postgraduate Diploma/Certificate in Compliance.
4 - 5 Years relevant experience in Compliance.
Compliance experience in Life Insurance
3 Years in a control environment.
FSB Dealings an advantage
Knowledge of the South African Regulatory Environment in the Financial services sector.
Specific knowledge of compliance risk management.
Specific knowledge of FAIS, LTIA, FICA, NCA, PPR.